0001193125-15-410395.txt : 20151222 0001193125-15-410395.hdr.sgml : 20151222 20151222135659 ACCESSION NUMBER: 0001193125-15-410395 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20151222 DATE AS OF CHANGE: 20151222 GROUP MEMBERS: GOLDFISH TRUST GROUP MEMBERS: GRANDE ROUSSE TRUST GROUP MEMBERS: MANGROVE HOLDING S.A. GROUP MEMBERS: MONTEL N.V. GROUP MEMBERS: ROHAN PRIVATE TRUST CO LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRKS GROUP INC. CENTRAL INDEX KEY: 0001179821 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81562 FILM NUMBER: 151301693 BUSINESS ADDRESS: STREET 1: 1240 SQUARE PHILLIPS CITY: MONTREAL STATE: A8 ZIP: H3B 3H4 BUSINESS PHONE: 514-397-2592 MAIL ADDRESS: STREET 1: 1240 SQUARE PHILLIPS CITY: MONTREAL STATE: A8 ZIP: H3B 3H4 FORMER COMPANY: FORMER CONFORMED NAME: Birks Group Inc. DATE OF NAME CHANGE: 20131003 FORMER COMPANY: FORMER CONFORMED NAME: BIRKS & MAYORS INC. DATE OF NAME CHANGE: 20051115 FORMER COMPANY: FORMER CONFORMED NAME: HENRY BIRKS & SONS INC DATE OF NAME CHANGE: 20020809 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Montrovest B.V. CENTRAL INDEX KEY: 0001427031 IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SPOORSINGEL 11, 2871 TT SCHOONHOVEN STREET 2: P.O. BOX 513 CITY: SCHOONHOVEN STATE: P7 ZIP: 2870 AH BUSINESS PHONE: 31 (182) 386-070 MAIL ADDRESS: STREET 1: SPOORSINGEL 11, 2871 TT SCHOONHOVEN STREET 2: P.O. BOX 513 CITY: SCHOONHOVEN STATE: P7 ZIP: 2870 AH SC 13D/A 1 d104304dsc13da.htm AMENDMENT NO 1 TO SCHEDULE 13D Amendment No 1 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

Birks Group Inc.

(Name of Issuer)

Class A Voting Shares

(Title of Class of Securities)

09088U109

(CUSIP Number)

Paulus C.G. van Duuren

Aan de Zoom 88, 1422 ME Uithoorm, The Netherlands

31 (0) 20 540 89 89

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 16, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No.     09088U109       Page     2      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

MONTROVEST B.V.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

The Netherlands

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

8,846,692

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

8,846,692

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,846,692

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

49.26%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 


CUSIP No.     09088U109       Page     3      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

GOLDFISH TRUST

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 


CUSIP No.     09088U109       Page     4      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

ROHAN PRIVATE TRUST COMPANY LTD

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Bermuda

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

13,646,692

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

13,646,692

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,646,692

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

75.98%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 


CUSIP No.     09088U109       Page     5      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

GRANDE ROUSSE TRUST

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Bermuda

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

13,646,692

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

13,646,692

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,646,692

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

75.98%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 


CUSIP No.     09088U109       Page     6      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

MONTEL N.V.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Curaçao

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

8,846,692

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

8,846,692

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,846,692

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

49.26%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 


CUSIP No.     09088U109       Page     7      of   18

 

  1   

NAMES OF REPORTING PERSONS

 

MANGROVE HOLDING S.A.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)  ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Switzerland

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

4,800,000

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

4,800,000

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,800,000

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

26.72%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 


CUSIP No.     09088U109       Page     8      of   18

 

This Amendment No. 1 (the “Amendment”) amends and supplements the statement on Schedule 13D filed on January 14, 2013 (the “Original Schedule 13D”), by Montrovest B.V., a corporation incorporated under the laws of the Netherlands, Goldfish Trust, a trust established under the laws of Cayman Islands, and Rohan Private Trust Company Ltd, a corporation incorporated under the laws of Bermuda. On November 21, 2013, all of the assets of the Goldfish Trust were transferred to the Grande Rousse Trust, a trust established under the laws of Bermuda.

 

Item 1. Security and Issuer

Item 1 is deleted in its entirety and replaced with the following text:

This Schedule 13D relates to Class A Voting Shares (“Class A Shares”) issued by Birks Group Inc., a Canadian corporation (“Birks”). The principal executive office of Birks is located at 1240 Phillips Square, Montreal, Québec H3B 3H4 CANADA.

 

Item 2. Identity & Background

Item 2 is deleted in its entirety and replaced with the following text:

Montrovest B.V. (“Montrovest”) is a corporation incorporated under the laws of the Netherlands whose principal business address and principal office address is Herikerbergweg 238, Luna ArenA, 1101CM Amsterdam Zuidoost. The principal business of Montrovest is a holding company.

Montel N.V. (“Montel”) is a corporation incorporated under the laws of Curaçao, whose principal business address and principal office address is Kaya Rooi Katochi 88 Willemstad, Curaçao. The principal business of Montel is to be a holding and investment company. Montel is the sole shareholder of Montrovest. Grande Rousse Trust is the sole shareholder of Montel.

Goldfish Trust was a trust established under the laws of Cayman Islands whose principal business address and principal office address was c/o Meritus Trust Company Limited, 8 Par-la-Ville Road, Hamilton HM08, Bermuda. Rohan (defined below) was the trustee of the Goldfish Trust. The principal business of the Goldfish Trust was to provide wealth and estate planning for a class of discretionary beneficiaries. Goldfish Trust ceased to exist on June 29, 2015.

Mangrove Holding S.A. (“Mangrove”) is a corporation incorporated under the laws of Switzerland whose principal business address and principal office address is 4 rue du Temple-Neuf, 2000 Neuchâtel, Switzerland. The principal business of Mangrove is to be a holding company. Grand Rousse Trust is the sole shareholder of Mangrove.

Grande Rousse Trust is a trust established under the laws of Bermuda whose principal business address and principal office address is 8 Par-La-Ville Road, Hamilton, Bermuda HM08. Rohan (defined below) is the trustee of the Grande Rousse Trust. The principal business of the Grande Rousse Trust is to provide wealth and estate planning for a class of discretionary beneficiaries. Grande Rousse Trust is the sole shareholder of Montel and of Mangrove.

Rohan Private Trust Company Ltd (“Rohan,” collectively with Montrovest, Montel, Mangrove, Goldfish Trust and Grand Rousse Trust, the “Reporting Persons”) is a corporation incorporated under the laws of Bermuda whose principal business address and principal office address is c/o Meritus Trust Company Limited, 8 Par-la-Ville Road, Hamilton HM08, Bermuda. Rohan’s principal business was to act as trustee of the Goldfish Trust and is currently the trustee of the Grande Rousse Trust.

During the last five years, none of the Reporting Persons or their respective executive officers, directors and control persons, have been convicted in a criminal proceeding. During the last five years, none of the Reporting Persons or their respective executive officers, directors and control persons, were a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which any such person was or is subject to a judgment, decree or final order enjoining future violations, or prohibiting or mandating activities subject to Federal or State securities laws or finding any violation with respect to such laws.


CUSIP No.     09088U109       Page     9      of   18

 

The executive officers, directors and control persons of Montrovest are:

 

Name and Address

 

Position

 

Citizenship

Paulus Cornelis Gerhardus

van Duuren

Aan de Zoom 88

1422 ME Uithoorn

The Netherlands

  Director   Dutch

Floris de Ruiter

Lijsterstraat 4

3514 TD Utrecht

The Netherlands

  Director   Dutch

Davide Barberis Canonico

Via Useglio 29, 13060 Roasio

Italy

  Supervisory Board member   Italian

Jan Mathijs Gerardus van

Overbruggen

Hoogstraat 25

2851 BE Haastrecht

The Netherlands

  Supervisory Board member   Dutch

Antonie Jan de Ruiter

Spoorsingel 11

2871 TT Schoonhoven

The Netherlands

  Supervisory Board member   Dutch

The executive officers, directors and control persons of Montel are:

 

Name and Address

 

Position

 

Citizenship

N.V. Trustkantoor Curaçao

Kaya Flamboyan 6, Curaçao,

DWI

  Director   Curaçao

Willem de Bruijn

c/o N.V. Trustkantoor

Curaçao, P.O. Box 624,

Curaçao – Dutch West Indies

 

Director of

N.V. Trustkantoor

Curaçao

  Dutch

The executive officers, directors and control persons of Mangrove are:

 

Name and Address

 

Position

 

Citizenship

Christian Reiser

15, Chemin de la Retuelle

1252 Meinier, Geneva

Switzerland

  Director   Swiss


CUSIP No.     09088U109       Page     10      of   18

 

The executive officers, directors and control persons of Rohan are:

 

Name and Address

 

Position

 

Citizenship

Mary Jane Gutteridge

Coral Ridge

11 Melville Road

Devonshire DV07

Bermuda

  Director and Vice Chairman   British

Peter O’Brien

4 Redpath Court

Montreal, Quebec H3G 1E1

Canada

  Director and Chairman   Canadian

Domingo P.R. Sugranyes

Bickel

Marques de Lirquijo

10 007 Centro, Madrid

Spain

  Director   Spanish

Michelle Wolfe

Harbour Gardens

2 Harbour Road

Paget PG 01

Bermuda

  Director and Secretary   Canadian

 

Item 3. Source and Amount of Funds or Other Consideration

Item 3 is amended by adding the following paragraph to the end of the item:

On August 16, 2013, Montrovest and Birks entered into a Convertible Debenture Agreement (the “Convertible Debenture Agreement”) whereby Montrovest provided $4.8 million to Birks in the form of a debenture convertible into Class A Shares. The source of the funds for the convertible debenture was a non interest bearing loan from Montrovest’s sole shareholder, Montel, in the amount of USD 4.8 million. Montel’s source of funds consists partially of intercompany funding and partially of the sale of shares in a minority holding. On August 27, 2013, Montrovest converted its $4.8 million convertible debenture with Birks into 2,828,634 Class A Shares (the “Conversion”).

On March 19, 2015, Montrovest and Mangrove entered into the Sale and Purchase Agreement whereby Montrovest agreed to sell and transfer to Mangrove and Mangrove agreed to purchase and receive from Montrovest 800,000 Class A Shares and 4 million Class B Shares (defined below) within a period of nine (9) months from the date of the Sale and Purchase Agreement at a price per share equal to the greater of: (i) the closing price on the NYSE MKT on the date of the transfer and sale, or (ii) a price per share that a third party investor will commit (or has committed) itself for an investment in Birks Group Inc. within the 9-month period. On December 18, 2015, Montrovest sold and transferred to Mangrove the 800,000 Class A Shares and 4 million Class B Shares at a price of $0.44 per share.

 

Item 4. Purpose of Transaction

Item 4 is amended by adding the following paragraph to the end of the item:

Montrovest entered into the Convertible Debenture Agreement with Birks, the funds of which were to be used to finance Birks’ expansion into China. Montrovest acquired the Class A Shares in connection with the Conversion for investment purposes.


CUSIP No.     09088U109       Page     11      of   18

 

On November 21, 2013, all of the assets of the Goldfish Trust were transferred to the Grande Rousse Trust for estate planning purposes.

On March 19, 2015, Montrovest entered into the Sale and Purchase Agreement with Mangrove for the purpose of transferring its shares to an affiliated entity of Grande Rousse Trust.

 

Item 5. Interest in Securities of the Issuer

Item 5 is deleted in its entirety and replaced with the following text:

(a) - (b)

Montrovest beneficially owns 8,846,692 Class A Shares, representing 49.26% of the outstanding Class A Shares. The Class A Shares beneficially owned by Montrovest represent 3,717,970 Class B Shares (the “Class B Shares”) convertible into 3,717,970 Class A Shares directly owned by Montrovest and 5,128,722 Class A Shares directly owned by Montrovest. The Class B Shares entitle the holder to ten votes for each Class B Share held and each Class B Share is convertible into one Class A Share.

As the sole shareholder of Montrovest, Montel is deemed to beneficially own the 8,846,692 Class A Shares beneficially owned by Montrovest, representing 49.26% of the outstanding Class A Shares.

On November 21, 2013 all of the assets of the Goldfish Trust were transferred to the Grande Rousse Trust (the “Transfer”). As a result of the Transfer, the Goldfish Trust no longer beneficially owned shares of Birks owned by Montrovest. Rohan was the trustee of the Goldfish Trust and is currently the trustee of the Grande Rousse Trust.

Mangrove beneficially owns 4,800,000 Class A Shares, representing 26.72% of the outstanding Class A Shares. The Class A Shares beneficially owned by Mangrove represent 4,000,000 Class B Shares convertible into 4,000,000 Class A Shares directly owned by Mangrove and 800,000 Class A Shares directly owned by Mangrove. The Class B Shares entitle the holder to ten votes for each Class B Share held and each Class B Share is convertible into one Class A Share.

The Grande Rousse Trust owns 100% of Montel and 100% of Mangrove and indirectly 100% of the shares of Montrovest and, as a result, the Class A Shares and Class B Shares held by Montrovest and Mangrove are deemed to be beneficially owned by the Grande Rousse Trust. The 13,646,692 Class A Shares beneficially owned by the Grande Rousse Trust represent 7,717,970 Class B Shares convertible into 7,717,970 Class A Shares directly owned by Montrovest and Mangrove and 5,928,722 Class A Shares directly owned by Montrovest and Mangrove, representing 75.98% of the outstanding Class A Shares.

As the trustee of the Grande Rousse Trust, Rohan is deemed to beneficially own the 13,646,692 Class A Shares beneficially owned by the Grande Rousse Trust. The Class A Shares beneficially owned by Rohan represent 7,717,970 Class B Shares convertible into 7,717,970 Class A Shares directly owned by Montrovest and Mangrove and 5,928,722 Class A Shares directly owned by Montrovest and Mangrove, representing 75.98% of the Class A Shares.

None of the officers, directors and control persons of Montrovest, Montel, Mangrove and Rohan holds Class A Shares or Class B Shares.

The number of Class A Shares as to which each of Montrovest, the Grande Rousse Trust, Rohan, Montel and Mangrove have sole voting power, shared voting power, sole dispositive power and shared dispositive power is set forth in boxes 7, 8, 9 and 10, respectively, on the second part of the cover page to this Schedule 13D, and such information is incorporated herein by reference.


CUSIP No.     09088U109       Page     12      of   18

 

(c)

Except as described in this Amendment, no other transactions involving the securities of Birks were effected during the past sixty days or since the most recent filing on Schedule 13D, whichever is less, by the Reporting Persons.

(d)

No other person is known to have a right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Class A Shares beneficially owned by the Reporting Persons.

(e)

As a result of the Transfer, the Goldfish Trust ceased to be the beneficial owner of more than 5% of the class of securities of Birks on November 21, 2013.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 is amended by adding the following paragraph to the end of the Item:

As described above, on March 19, 2015, Montrovest and Mangrove entered into a Sale and Purchase Agreement.

Except as described in this Amendment, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in item 2 and between such persons and any person with respect to any securities of Birks, including but not limited to transfer or voting of any securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, understandings, or relationships have been entered into.

 

Item 7. Materials to be Filed as Exhibits

 

  1. Agreement Concerning Joint Filing of Schedule 13D, as amended, dated as of December 21, 2015, among Montrovest B.V., Grande Rousse Trust, Rohan Private Trust Company Ltd, Montel N.V. and Mangrove Holding S.A.

 

  2. Sale and Purchase Agreement, dated March 19, 2015, between Montrovest B.V. and Mangrove Holding S.A.

 

  3. Convertible Debenture Agreement, dated August 16, 2013, between Montrovest B.V. and Birks Group Inc. Incorporated by reference from Birks Group Inc. Form 6-K filed with the SEC on September 3, 2013.


CUSIP No.     09088U109       Page     13      of   18

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2015   Montrovest B.V.
  By:  

/s/ Paulus C.G. van Duuren

  Name:   Paulus C.G. van Duuren
  Title:   Managing Director
  By:  

/s/ Floris De Ruiter

  Name:   Floris De Ruiter
  Title:   Managing Director


CUSIP No.     09088U109       Page     14      of   18

 

SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2015  

Rohan Private Trust Company Ltd

As Trustee of the Grande Rousse Trust

  By:  

/s/ Mary Jane Gutteridge

  Name:   Mary Jane Gutteridge
  Title:   Director
  By:  

/s/ Michelle Wolfe

  Name:   Michelle Wolfe
  Title:   Director


CUSIP No.     09088U109       Page     15      of   18

 

SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2015   Rohan Private Trust Company Ltd
  By:  

/s/ Mary Jane Gutteridge

  Name:   Mary Jane Gutteridge
  Title:   Director
  By:  

/s/ Michelle Wolfe

  Name:   Michelle Wolfe
  Title:   Director


CUSIP No.     09088U109       Page     16      of   18

 

SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2015   Montel N.V.
  By:  

/s/ Willem de Bruijn

  Name:   Willem de Bruijn on behalf of N.V. Trustkantoor Curaçao
  Title:   Sole Director


CUSIP No.     09088U109       Page     17      of   18

 

SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2015   Mangrove Holding S.A.
  By:  

/s/ Christian Reiser

  Name:   Christian Reiser
  Title:   Director


CUSIP No.     09088U109       Page     18      of   18

 

Exhibit Index

 

Exhibit
No.

  

Description

Exhibit 1    Agreement Concerning Joint Filing of Schedule 13D, as amended, dated as of December 21, 2015 among Montrovest B.V., Grande Rousse Trust, Rohan Private Trust Company Ltd, Montel N.V. and Mangrove Holding S.A.
Exhibit 2    Sale and Purchase Agreement, dated March 19, 2015, between Montrovest B.V. and Mangrove Holding S.A.
EX-99.1 2 d104304dex991.htm AGREEMENT CONCERNING JOINT FILING OF SCHEDULE 13D Agreement Concerning Joint Filing of Schedule 13D

EXHIBIT 1

CUSIP No. 09088U109

AGREEMENT CONCERNING JOINT FILING

OF SCHEDULE 13D, as amended

The undersigned agree as follows:

(i) each of them is individually eligible to use the Amendment No. 1 to Schedule 13D to which this Exhibit is attached, and such Amendment No. 1 to Schedule 13D is filed on behalf of each of them; and

(ii) each of them is responsible for the timely filing of such Amendment No. 1 to Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows or has reason to believe that such information is inaccurate.

This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument.

Dated: December 21, 2015


MONTROVEST B.V.
By:  

/s/ Paulus C.G. van Duuren

Name:   Paulus C.G. van Duuren
Title:   Managing Director
By:  

/s/ Floris De Ruiter

Name:   Floris De Ruiter
Title:   Managing Director
ROHAN PRIVATE TRUST COMPANY LTD
By:  

/s/ Mary Jane Gutteridge

Name:   Mary Jane Gutteridge
Title:   Director
By:  

/s/ Michelle Wolfe

Name:   Michelle Wolfe
Title:   Director

 

ROHAN PRIVATE TRUST COMPANY LTD

As Trustee of the GRANDE ROUSSE TRUST

By:  

/s/ Mary Jane Gutteridge

Name:   Mary Jane Gutteridge
Title:   Director
By:  

/s/ Michelle Wolfe

Name:   Michelle Wolfe
Title:   Director
MONTEL N.V.
By:  

/s/ Willem de Bruijn

Name:  

Willem de Bruijn on behalf of

N.V. Trustkantoor Curaçao

Title:   Sole Director
MANGROVE HOLDING S.A.
By:  

/s/ Christian Reiser

Name:   Christian Reiser
Title:   Director
EX-99.2 3 d104304dex992.htm SALE AND PURCHASE AGREEMENT Sale and Purchase Agreement

EXHIBIT 2

SALE AND PURCHASE AGREEMENT

Dated 19 March 2015

between

MONTROVEST B.V.

as Seller

and

MANGROVE HOLDING S.A.

as Purchaser


THE UNDERSIGNED

 

1. Montrovest B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) incorporated under the laws of the Netherlands, having its statutory seat in Amsterdam, the Netherlands, and its registered office address at Spoorsingel 11, 2871 TT Schoonhoven, the Netherlands and registered with the Chamber of Commerce of Amsterdam under number 29.045.143 (the Seller); and

 

2. Mangrove Holding S.A., a private limited liability company incorporated under the laws of Switzerland, having its registered office at 4 rue du Temple-Neuf, 2000 Neuchâtel, Switzerland (the Purchaser),

Hereinafter referred to, collectively, as the Parties

WHEREAS:

 

(A) the Seller is the registered and beneficial holder of 75.98% of the shares in the capital of Birks Group, Inc., a Canadian company which is listed on the New York Stock Exchange (NYSE MKT: BGI), consisting of 5,928,722 Class A Shares and 7,717,970 Class B Shares;

 

(B) the Seller wishes to sell and transfer to the Purchaser and the Purchaser wishes to acquire from the Seller 800,000 Class A shares (the A shares) and 4,000,000 Class B shares( the B shares));

NOW, THEREFORE, IT IS HEREBY AGREED as follows:

 

1. upon and subject to the terms and conditions hereof, the Seller will sell and transfer to the Purchaser and the Purchaser will purchase and receive from the Seller the A shares and the B shares;

 

2. the Seller will have the obligation to transfer the A shares and the B shares to the Purchaser and the Purchaser will have the obligation to accept the A shares and the B shares from the seller ultimately within a period of 9 months from the date of this Agreement at a consideration per share in United States dollars of the higher of (1) the closing quote on the NYSE on that particular day, or (2) a price per share equal to which a third party investor will commit (or has committed) itself for an investment in Birks Group, Inc. within that 9 months period of time;

 

3. the Seller and the Purchaser hereto waive the right to request dissolution of this Agreement

 

4. In the event that this Sale and Purchase Agreement, in whole or in part, does not, at any time, comply with applicable regulations, the Parties agree to meet on request by the first the Seller or the Purchaser (whoever comes first) to take action in order to immediately re-arrange the Agreement to suit the best interests of each party to this agreement. Any variation of this Sale and Purchase Agreement is not valid unless and until it is in writing and has been signed by the Seller and the Purchaser;

 

5. this Sale and Purchase Agreement shall be governed by and construed in accordance with the laws of the Netherlands and any dispute arising therefrom will be settled by the competent Court of Amsterdam.

 

2


IN WITNESS WHEREOF this Agreement has been signed in 3 counterparts

for and on behalf of

Montrovest B.V.

 

/s/ P.C.G. van Duuren

   

/s/ F. de Ruiter

By   : P.C.G. van Duuren     By   : F. de Ruiter
Title   : Director     Title   : Director
Date   : 19 March 2015     Date   : 19 March 2015
for and on behalf of      
Mangrove Holdings S.A.      

/s/ c.M. Reiser

     
By   : C.M. Reiser      
Title   : Director      
Date   : 19_ March 2015      

 

3